Regulatory compliance manager

Key Responsibilities:
Regulatory Review & Business Impact Assessment
Examine regulations governing Stock Brokers, Research Analysts, Investment Advisers, and Alternative Investment Funds (AIFs) from a business and operational perspective.
Identify regulatory challenges, assess business implications, and provide actionable recommendations to management.
Data Analysis & Management Reporting
Analyze internal business and compliance data to identify trends, exceptions, and areas of concern.
Prepare insightful reports, dashboards, and presentations for senior management to support decision-making.
Regulatory Enforcement & Compliance Monitoring
Review past SEBI orders, enforcement actions, and regulatory observations to identify common violations and compliance gaps.
Evaluate existing internal processes and controls against regulatory expectations and recommend enhancements.
Process Automation & Digital Transformation
Collaborate with technology, operations, ...