Registration Officer

Registration Officer

Locations: Vancouver, Calgary, Toronto, Montreal

Position Type: Permanent, Full-Time (Hybrid)

CIRO is a self‑regulatory organization committed to setting high regulatory standards for the investment industry, safeguarding investors, and supporting the integrity of Canada’s capital markets. Join a growing team and contribute to the dynamic and complex world of Canadian capital markets.

Core Responsibilities

• Review registration filings of moderate complexity.
• Conduct registration gatekeeper functions through quality, timely and consistent review of NRD applications and notices.
• Review information relevant to registration using internal and external sources.
• Correspond with filers and their representatives requesting further information, where applicable.
• Accurately assess and recommend an appropriate course of action for filings.
• Maintain detailed...