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Conduct ongoing review and analysis of enterprise clients' AML program/profile and transactions in accordance with established procedures in line with IBKR policy. Open to travel; Complete and attend AML site visits in the APAC region. Conduct AML interviews with external Compliance Officers/AML Officers. Advise management by collecting, analyzing, and summarizing data and trends with ibroker client relationships. Maintain accurate tracking of assignments and request for documentation to ensure appropriate deadlines are met. Complete detailed AML program assessments of ibroker clients.
About the Role
Responsibilities
Qualifications
The ideal candidate will have some regulatory compliance experience working for an exchange, a regulatory organization, a Broker Dealer (BD), a Futures Commission Merchant (FCM), aBank or a similar organization. Alternatively, experience in internal audit, legal, accounting or other control functions ...
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